Compliance, Regulatory Affairs, Analyst, Paris

Description de l'offre

Job Summary & Responsibilities

YOUR IMPACT
A position where you will help ensure the firm is compliant with the appropriate rules and regulations within the Investment Banking Industry.   We’re looking for a professional to join our Compliance team in Paris.  

OUR IMPACT
Our division interprets regulatory requirements to ensure the firm is in compliance and determines how to appropriately pursue global market opportunities. Our analysts monitor regulatory trends in every business where the firm operates and in particular in line with the French banking and financial regulation. You'll be part of a team with the Head of the GS Paris Compliance and with a lot of interactions with colleagues based in London and in some EMEA offices from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, independent and are able to adapt to a changing regulatory landscape.

The Compliance Regulatory Affairs and Resources department provides centralised compliance functions for the businesses based in the GS Paris office.  

Responsible for the management of the firm’s risks by ensuring adherence to laws, rules and regulatory requirements.

Monitoring trends and changes in regulations in France and in Europe, develops and implements controls and firmwide and divisional policies and procedures.  
Principal Responsibilities

HOW YOU WILL FULFILL YOUR POTENTIAL
• Assessing the regulatory risks and potential impacts
• Completing the control plan of the GS Paris entity
• Maintaining a regulatory and legal watch and implementing it in liaison with the other Compliance departments of the firm
• Drafting and updating policies and procedures
• Establishing and maintaining the appropriate plans and processes to ensure compliance
• Reviewing client files, transaction and marketing materials
• Working with Technology, Operations (Client onboarding)  and other areas within Compliance, or the business, to enhance the speed and ease of obtaining information to complete your mission.
• Working with other Compliance areas and the business to produce responses to information requests ahead of regulatory audits/reviews/reports

Basic Qualifications

• Graduate, preferably with a Legal degree or Finance related.
• Good skills of the French banking and financial regulation (AMF, ACPR, CNIL)
• Able to work in an international environment with various regulations (CFTC, FATCA, MIFID, UCITS, EMIR…)
• Must understand the importance of and be able to work to tight deadlines.

Preferred Qualifications

• Experience in a banking/financial services-related environment in France is a pre-requisite.
• Keen to learn new information, adopt new skills and with the ability to identify and make improvements to systems and processes.
• Calm, with good oral, interpersonal and written communications skills and an authoritative manner.
• Concern for accuracy, with good attention to detail.