Associate, Regulatory Middle Office - Markets Operations

Job description

Some careers grow faster than others.
If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.

Markets Operations is responsible for driving every part of the trade lifecycle post execution. Its global teams manage settlement activity, risk and control, while ensuring the delivery of regulatory compliance and seamless operational client service across 60 countries.

We are currently seeking a high caliber professional to join our team as Associate, Regulatory Middle Office .

Principal responsibilities
· This role is part of Regulatory Middle office responsible for managing the end to end trade reporting function in a controlled and efficient manner.
· Monitor daily regulatory controls and booking reports, take remedial action where appropriate and record metrics.
· Provide support to the daily reconciliations between the trading systems and the Trade Repository.
· Manage initiatives in response to regulatory and internal small changes.
· Work with technology teams to help determine root cause of issues.
· Understand and explain the technical infrastructure that supports regulatory reporting and suggest improvements.
· Provide training, maintain a log for new joiners and new processes, and support for junior team members.

Desired profile

Requirements
·  Knowledge of the main aspects of HKMA, CFTC, MAS, ASIC and EMIR trade reporting.
·  Previous experience in a risk and control environment within an Investment Bank or Financial Institution.
·  Strong analytical and investigative skills are essential.
·  Rigorous approach to controls and the minimization of operational risk.
·  Technical understanding of how systems deliver regulatory reports.
·  Excellent written and verbal communication skills.
The chosen candidate for this role will be required to undergo enhanced vetting. Subject to local laws, this will require the individual to satisfactorily pass a series of additional checks as part of the recruitment process and on an ongoing basis, if appointed to the role. HSBC Group reserves its position with regard to any steps which it may take in relation to any material adverse findings which arise either when the checks are originally completed, and/or if relevant, on an ongoing basis. For more information about the enhanced vetting for this role please contact the recruiter for this role.

You'll achieve more when you join HSBC.

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